Nex Systems
Person

KELLYANN FORTNEY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/12/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Kellyann Fortney, CRD No. 4654192, Respondent. Disciplinary Proceeding No. 2009020645901 Hearing Officer - LBB ORDER ACCEPTING OFFER OF SETTLEMENT Date: August 12, 2011 INTRODUCTION Disciplinary Proceeding No. 2009020654901 was filed on June 8, 2011, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent Kellyann Fortney submitted an Offer

    Reference 2009020645901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4654192

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