KEVIN MARK WEAVER
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/17/2005: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT Complainant, v. KEVIN MARK WEAVER (CRD No. 2845934), Respondent. Disciplinary Proceeding No. C06040034 Hearing Officer - AWH DEFAULT DECISION March 17, 2005 Formerly registered representative barred from association with any NASD member firm in any capacity for (1) fraudulently misrepresenting and omitting material facts in connection with the sale of securities, in violation of Section 17(a) of the Securities Act, 10(b) and
Reference C06040034finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2845934 |
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