BRYAN S. BEHRENS

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/15/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20070112494-01 TO: Department of Enforcement FINRA Re: Bryan S. Behrens Investment Company and Variable Contracts Products Principal CRD No. 1246183 Pursuant to NASD Rule 9216 of FINRA Code of Procedure
Reference 2007011249401data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1246183

Other names1

Also known as1

BRYAN SCOTT BEHRENS

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