Nex Systems
Person

VLADIMIR FELDMAN

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/06/2005: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF MARKET REGULATION, Complainant, v. VLADIMIR FELDMAN (CRD No. 4238992), and ROBERT MEYER (CRD No. 1912267), Respondents. Disciplinary Proceeding No. CMS040049 Hearing Officer - SNB DEFAULT DECISION July 6, 2005 For violating Section 10(b) of the Exchange Act, SEC Rule 10b-5, and NASD Rules 2110 and 2120, Respondent Feldman is barred from associating with any NASD member in any capacity. For violating these Rules and Rules 2310, 2330(e) and

    Reference CMS040049data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4238992

Other names1

Also known as1

VLADIMIR WILLIAM FELDMAN

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.