Nex Systems
Person

John Joseph Cahill

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/02/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019061661601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: John Joseph Cahill, Respondent General Securities Representative CRD No. 1240551 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent John Joseph Cahill ("Cahill" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2019061661601data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1240551

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