Person
Screen this subjectChristopher Ziogas
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/26/2025: Ziogas failed to provide documents and information requested by FINRA pursuant to FINRA Rule 8210, in violation of FINRA Rules 8210 and 2010. For these violations, Ziogas is barred from associating with any FINRA member firm in all capacities...
Reference 2025085310001data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1110989 |
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