TRACY MARIE LONGSTREET

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/11/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2024082383001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Tracy M. Longstreet (Respondent) General Securities Representative CRD No. 1768525 Pursuant to FINRA Rule 9216, Respondent Tracy M. Longstreet submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2024082383001data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1768525

Other names1

Also known as1

Tracy M. Longstreet

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