ANDRE B PERPETUO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/27/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010022785001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Andre B. Perpetuo (a/k/a Andre Barbieri), Respondent Foreign Associate CRD No. 5512096 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Andre B. Perpetuo, submit this Letter of Acceptance, Waiver and Consent (''AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC
Reference 2010022785001data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5512096

Other names2

Also known as2

ANDRE BARBIERIANDRE B. PERPETUO

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