STEPHEN BURCH

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/10/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20090162543 To: Department of Enforcement FINRA Re: Stephen Burch General Securities Principal, Options Principal, and Financial and Operations Principal (CRD No. 35324) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Stephen Burch (Burch), submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlemen
Reference 2009016254301data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	35324

Other names1

Also known as1

STEPHEN KENNETH BURCH

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