Nex Systems
Person

DAVID MICHAEL SCAFFE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/15/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008013809702 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: David Michael Scaffe., Respondent General Securities Representative and General Securities Principal CRD No. 2643002 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and

    Reference 2008013809702finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number2643002

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