Person
Screen this subjectPaige Margarette Putnam
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/30/2025: Putnam refused to provide information and documents requested by FINRA pursuant to FINRA Rule 8210. As a result, Putnam violated FINRA Rules 8210 and 2010 and is barred from associating with any FINRA member in all capacities.
Reference 2024084445801data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 7509418 |
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