Nex Systems
Person

Matthew Thomas Cochran

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/20/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017054247001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Matthew Thomas Cochran, Respondent CRD No. 5853600 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Matthew Thomas Cochran ("Cochran"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference 2017054247001data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5853600

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