Kittiany Davis Barrios
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/17/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023080015802 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Kittiany Davis Barrios (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 6941840 Pursuant to FINRA Rule 9216, Respondent Kittiany Davis Barrios submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below
Reference 2023080015802finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 6941840 |
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