Nex Systems
Person

ADAM PHILIP GERBER

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/07/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. ADAM PHILLIP GERJBER, (CRD No. 5506987) Respondent. Disciplinary Proceeding No. 2008014493601 Hearing Officer: AHP Date: May 7, 2009 ORDER ACCEPTING OFFER OF SETTLEMENT INTRODUCTION Disciplinary Proceeding No. 2008014493601 was filed on March 30, 2009, by the Department of Enforcement (Complainant) of the Financial Industry Regulatory Authority (FINRA). Respondent Adam Phillip

    Reference 2008014493601data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5506987

Other names1

Also known as1

ADAM PHILLIP GERBER

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.