Michael Androulakis
Regulator actionUnited States. Named in 2 sanctions listings.
Sanctions and listings2
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/20/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015047602803 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Michael S. Androulakis, Respondent Former Registered Representative CRD No. 14385 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on
Reference 2015047602803data-portal.finra.orgfinra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/10/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015044059101 TO: Department of Enforcernent Financial Industry Regulatory Authority ("FINRA") RE: Michael Androulakis, Respondent Registered Representative CRD No. 2793638 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Michael Androulakis (''Androulakis" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement ofthe alleged rule violations
Reference 2015044059101finra.orgdata-portal.finra.org
Other names1
Also known as1
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