BRUCE ROBERT BYERS
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/06/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007009430501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bruce Robert Byers, Respondent Registered Representative CRD No. 1336318 Pursuant to FINRA Rule 9216 of the FINRA Code of Procedure, Bruce Robert Byers ("Respondent" or "Byers") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2007009430501data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1336318 |
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