Nex Systems
Person

WILLIAM ANDREW HIGHTOWER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/07/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014042558101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: William Andrew Hightower, Respondent General Securities Representative CRD No. 2152369 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, William Andrew Hightower, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described

    Reference 2014042558101data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2152369

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