Nex Systems
Person

FRANK ANTHONY PERROTTO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/18/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010021313401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Frank Anthony Perrotto, Respondent CRD No. 2284028 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Frank Anthony Perrotto ("I," "Perrotto" or ''Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2010021313401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2284028

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