Kwasi Mensah Aggor
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/17/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018060383401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Kwasi Mensah Aggor, Respondent Former General Securities Representative CRD No. 4974222 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Kwasi Mensah Aggor submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2018060383401data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4974222 |
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