SHARON JOY FALL

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/16/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015046272701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Sharon Fall, Respondent Former Registered Representative CRD No. 2881765 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Sharon Fall ("Fall" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations
Reference 2015046272701data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2881765

Other names1

Also known as1

Sharon Fall

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