JEFFREY SCOTT LEVINE
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/02/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009019348201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jeffrey Scott Levine, Respondent Former Registered Representative CRD No. 5448799 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Jeffrey Scott Levine submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This
Reference 2009019348201finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5448799 |
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