SCOTT M. HACKER

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/24/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20070079701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Scott M. Hacker, Respondent General Securities Principal CRD No. 1997386 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the
Reference 2007007970101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1997386

Other names1

Also known as1

SCOTT MARTIN HACKER

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