Nex Systems
Person

Dennis Mitchell Farrah

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/18/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057111801 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Dennis Mitchell Farrah ("Farrah"), General Securities Representative ("GSR") CRD No. 2703960 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Dennis Mitchell Farrah, submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing

    Reference 2018057111801finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number2703960

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