GREGORY O. DARTEZ

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/26/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20060066266-02 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Mr. Gregory O. Dartez (CRD No. 4827097) Pursuant to NASD Rule 9216 of the FINRA Code of Procedure, I, Gregory O. Dartez ("Respondent" or "Dartez"), submit this Letter
Reference 2006006626602data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4827097

Other names1

Also known as1

GREGORY ORLAN DARTEZ

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