Nex Systems
Person

WAYNE ANTHONY SCHULTZ

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/05/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015044640601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Wayne Anthony Schultz, Respondent CRD No. 2205095 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Wayne Anthony Schultz (''Schultz"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted

    Reference 2015044640601data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2205095

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