GORDON CHARLES CANTLEY

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/04/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT 2008011713701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Park Financial Group, Inc. CRD No. 30582 Gordon Charles Cantley General Securities Principal CRD No. 1453986 David Farber General Securities Representative and Equity Trader CRD No. 3181573 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Park Financial Group, Inc. ("Park"), Gordon Charles Cantley ("Cantley") and David
Reference 2008011713701finra.org data-portal.finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/12/2007: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005002871201 TO: Department of Enforcement NASD RE: Park Financial Group, Inc., NASD Member CRD No. 30582 Gordon Cantley, Registered Principal CRD No. 1453986 Pursuant to Rule 9216 of NASD Code of Procedure, the above-referenced respondents (collectively, "Respondents") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule
Reference 2005002871201finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	1453986

Other names1

Also known as1

GORDON CANTLEY

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