Ashlee Nicole Godfrey

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/09/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022073893001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Ashlee Nicole Godfrey (Respondent) Former General Securities Representative CRD No. 5889108 Pursuant to FINRA Rule 9216, Respondent Ashlee Nicole Godfrey submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2022073893001data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5889108

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