BRIAN CHE FEATHERSTONE

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/21/2006: NASD OFFICE OF HEARING OFFICERS Market Regulation Department, Complainant, v. Brian Featherstone (CRD No. 3064465), Respondent. Disciplinary Proceeding No. CMS 040165 Hearing Officer: SNB ORDER ACCEPTING OFFER OF SETTLEMENT OF BRIAN FEATHERSTONE Date: March 21,2006 Disciplinary proceeding number CMS 040165 was tiled on October 11, 2004 by the Department of Market Regulation of NASD ("Complainant"). Respondent Brian Featherstone
Reference CMS040165data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	3064465

Other names1

Also known as1

BRIAN FEATHERSTONE

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