Nex Systems
Person

ROGER SALVATORE ZULLO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/31/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017052732901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Roger Salvatore Zullo, Respondent Investment Company Products/Variable Contracts Represcntative ("IR") Investment Company Products/Variable Contracts Principal ("IP") CRD No. 1882087 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Roger Salvatore Zullo, submit this Letter of Acceptance, Waiver and

    Reference 2017052732901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1882087

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