Nex Systems
Person

JYGNESH R. PATEL

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/18/2005: NASD OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Jygnesh R. Patel CRD No. 2387765 Respondent. Disciplinary Proceeding No. C0705000303 Hearing Officer: SW ORDER ACCEPTING OFFER OF SETTLEMENT INTRODUCTION Disciplinary Proceeding No. C07050003 was filed on January 12, 2005, by the Department of Enforcement of NASD ("Complainant"). Respondent Patel submitted an Offer of Settlement ("Offer") to Complainant on July 9. 2005. Pursuant to Code of Procedure Rule 9270(e), the Complainant and

    Reference C0705000303finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number2387765

Other names1

Also known as1

JYGNESH ROHIT PATEL

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