NEVIN GILLETTE

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/24/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006007067401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Nevin Gillette, Respondent Registered Representative CRD No. 1505851 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I, Nevin Gillette, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the
Reference 2006007067401data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1505851

Other names1

Also known as1

NEVIN JON GILLETTE

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