ROBERT JOSEPH BOYER, III
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/21/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068462901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Robert Joseph Boyer III (Respondent) Former General Securities Representative CRD No. 5787312 Pursuant to FINRA 9216, Respondent Robert Joseph Boyer III submits this Letter of Acceptance, Waiver, and Consent for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that,
Reference 2020068462901data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5787312 |
Other names1
Also known as1
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