Person

Jeffrey Alan Arbeit

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/23/2025: In June 2025, Arbeit refused to produce information and documents as requested by FINRA staff pursuant to FINRA Rule 8210, in violation of FINRA Rules 8210 and 2010. For this misconduct, Arbeit is barred from association with any member firm in all capacities.

    Reference 2025085293201data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6603428

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