MICHAEL J. HESTER

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/08/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010023562201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Michael J. Hester, Respondent General Securities Representative [CRD No. 3044429] Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Michael J. Hester, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is
Reference 2010023562201data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	3044429

Other names1

Also known as1

MICHAEL JOHN HESTER

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