MATTHEW DIGREGORIO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/07/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, V. MATTHEW DIGREGORIO (CRD No. 2434158), Respondent. Disciplinary Proceeding No. 2015045909501 Hearing Officer CC DEFAULT DECISION October 7, 2016 Respondent failed to honor an arbitration award and failed to comply with an arbitration panel's order to produce documents. For these violations, Respondent is barred from associating with any member flrm in any capacity.
06/07/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Matthew DiGregorio (CRD No. 2434158), Respondent. DISCIPLINARY PROCEEDING No. 2015045909501 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. On June 12,2015, a FINRA arbitration panel entered an award ordering that Matthew DiGregorio pay his former business partners $246,726.48. DiGregorio did not move to modify or vacate the award. He did not honor the award and, in fact, told
Reference 2015045909501data-portal.finra.org finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2434158

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.