CHRISTOPHER THOMAS TOLMACS
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/10/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016048966301 TO: Department of Enforcement Financial Industry Regulatory Authority Letter of Acceptance, Waiver and Consent ("FINRA") RE: Christopher Thomas Tolmacs, Respondent CRD No. 4648724 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure
Reference 2016048966301data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4648724 |
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