MICHELLE R BENNETT

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/11/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Michelle R. Bennett, CRD No. [3219787], Respondent. Disciplinary Proceeding No. 2011028344701 Hearing Officer: RSH Date: April 11, 2012 ORDER ACCEPTING OFFER OF SETTLEMENT INTRODUCTION 1. Disciplinary Proceeding No. 2011028344701 was filed on February 15, 2012, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent Michelle R. Bennett
Reference 2011028344701data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	3219787

Other names1

Also known as1

MICHELLE R. BENNETT

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.