Gregory Scott Hanshew
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/15/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Gregory Scott Hanshew, CRD No. 2624600, Respondent. Disciplinary Proceeding No. 2021071060902 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Respondent Gregory Scott Hanshew failed to provide a complete response to FINRA’s requests for information and documents made pursuant to FINRA Rule 8210 in April, May, June and August 2021. As a result, Hanshew violated FINRA Rules 8210 and 2010.
07/25/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. GREGORY SCOTT HANSHEW (CRD No. 2624600), Respondent. Disciplinary Proceeding No. 2021071060902 Hearing Officer—BEK DEFAULT DECISION July 25, 2022 Respondent is barred from associating with any FINRA member firm in any capacity for failing to provide information and documents to FINRA staff, in violation of FINRA Rules 8210 and 2010.
Reference 2021071060902data-portal.finra.orgfinra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2624600 |
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