Alan Paul Donenfeld
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/27/2023: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022074407901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Alan Paul Donenfeld (Respondent) Former General Securities Representative CRD No. 1206842 Pursuant to FINRA Rule 9216, Respondent Alan Paul Donenfeld submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2022074407901finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1206842 |
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