Nex Systems
Person

HUGO ALEXANDER GOMEZ

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/07/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT 2008015158701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Hugo Gomez, Respondent General Securities Representative CRD No. 2891235 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Hugo Gomez ("Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged

    Reference 2008015158701finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number2891235

Other names1

Also known as1

HUGO GOMEZ

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