Nex Systems
Person

HUGH ANTHONY WILSON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/26/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. HUGH ANTHONY WILSON, CRD No. 1460372 Respondent. Disciplinary Proceeding No. 2007010192301 Hearing Officer: SNB ORDER ACCEPTING OFFER OF SETTLEMENT INTRODUCTION Disciplinary Proceeding No. 2007010192301 was filed on March 24, 2009, by the Department of Enforcement (Complainant) of the Financial Industry Regulatory Authority (FINRA). Respondent Wilson submitted an Offer of Settlement (Offer) to

    Reference 2007010192301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1460372

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