Alexander William Schifter
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/10/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2020066474901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Alexander William Schifter, Respondent Former Investment Banking Representative CRD No. 6534524 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Alexander William Schifter submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2020066474901finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 6534524 |
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