Jay Jules Gruenebaum
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/10/2016: FINANCIAL INDUSTRY REGULATORY AUTHORIT LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016049236901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jay Jules Gruenebaum, Respondent CRD No. 2351888 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that,
Reference 2016049236901data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2351888 |
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