Nex Systems
Person

SHELLEY STEUER FREEMAN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/09/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017053680101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Shelley Steuer Freeinan, Respondent CRD No. 1262649 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Shelley Steuer Freeman submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted

    Reference 2017053680101data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1262649

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