Nex Systems
Person

BRET MICHAEL ACKERMAN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/26/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20160485899-01 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Bret Michael Ackerman, Respondent CRD No. 4449836 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Bret Michael Ackerman ("Ackerman" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2016048589901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4449836

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