Nex Systems
Person

JAMES WHITFIELD ROBISON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/19/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JAMES WHITFIELD ROBISON, (CRD No. 4663951) Respondent. Disciplinary Proceeding No. 2008014895001 Hearing Officer: SNB ORDER ACCEPTING OFFER OF SETTLEMENT INTRODUCTION Disciplinary Proceeding No. 2008014895001 was filed on September 3, 2009, by the Department of Enforcement (Complainant) of the Financial Industry Regulatory Authority (FINRA). Respondent James Whitfield Robison (Robison) submitted an

    Reference 2008014895001data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4663951

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