DENNIS W. SHARP

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/30/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006006587101 TO: Departrnent of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Dennis W. Sharp, Respondent Investment Company / Variable Contracts Principal CRD No. 2204032 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose
Reference 2006006587101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2204032

Other names1

Also known as1

DENNIS WAYNE SHARP

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