Nex Systems
Person

GERARD F. BYRNE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/03/2007: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. GERARD F. BYRNE (CRD No. 1032847), Respondent. Disciplinary Proceeding No. 20050008469-01 Hearing Officer - SNB DEFAULT DECISION January 3, 2007 Respondent obtained a wrongful extension of credit, in violation of Section 7(f) of the Exchange Act and Regulation X promulgated thereunder, and NASD Rule 2110, and caused a firm's books and records to be inaccurate, in violation of NASD Rules 3110 and 2110. For these violations, Respondent

    Reference 2005000846901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1032847

Other names1

Also known as1

GERARD FRANCIS BYRNE

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