Nex Systems
Person

Raymond Keith Malicki

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/04/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018058716301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Raymond Keith Malicki, Respondent General Securities Representative CRD No. 2120836 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Raymond Keith Malicki submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of

    Reference 2018058716301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2120836

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