TODD M MATNEY

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/06/2009: RECEIVED FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008013330101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Todd M. Matney, Respondent Associated Person CRD No. 5502210 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing
Reference 2008013330101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5502210

Other names1

Also known as1

TODD M. MATNEY

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